Repeated elicitation of the acoustic startle reflex leads to sensitisation in subsequent avoidance behaviour and induces fear conditioning

Background

Autonomous reflexes enable animals to respond quickly to potential threats, prevent injury and mediate fight or flight responses. Intense acoustic stimuli with sudden onsets elicit a startle reflex while stimuli of similar intensity but with longer rise times only cause a cardiac defence response. In laboratory settings, habituation appears to affect all of these reflexes so that the response amplitude generally decreases with repeated exposure to the stimulus. The startle reflex has become a model system for the study of the neural basis of simple learning processes and emotional processing and is often used as a diagnostic tool in medical applications. However, previous studies did not allow animals to avoid the stimulus and the evolutionary function and long-term behavioural consequences of repeated startling remain speculative. In this study we investigate the follow-up behaviour associated with the startle reflex in wild-captured animals using an experimental setup that allows individuals to exhibit avoidance behaviour.

Results

We present evidence that repeated elicitation of the acoustic startle reflex leads to rapid and pronounced sensitisation of sustained spatial avoidance behaviour in grey seals (Halichoerus grypus). Animals developed rapid flight responses, left the exposure pool and showed clear signs of fear conditioning. Once sensitised, seals even avoided a known food source that was close to the sound source. In contrast, animals exposed to non-startling (long rise time) stimuli of the same maximum sound pressure habituated and flight responses waned or were absent from the beginning. The startle threshold of grey seals expressed in units of sensation levels was comparable to thresholds reported for other mammals (93 dB).

Conclusions

Our results demonstrate that the acoustic startle reflex plays a crucial role in mediating flight responses and strongly influences the motivational state of an animal beyond a short-term muscular response by mediating long-term avoidance. The reflex is therefore not only a measure of emotional state but also influences emotional processing. The biological function of the startle reflex is most likely associated with mediating rapid flight responses. The data indicate that repeated startling by anthropogenic noise sources might have severe effects on long-term behaviour. Future, studies are needed to investigate whether such effects can be associated with reduced individual fitness or even longevity of individuals.

The mammalian startle reflex is a fast motor response that is elicited if a tactile, vestibular or acoustic stimulus has a sudden onset and exceeds a certain intensity threshold [1] (see additional file 1: Movie 1 for a demonstration of a seal's startle response). The reflex involves a fast flexor muscle contraction (flinch) by which it can be distinguished from the orienting and defense reflexes [2]. The startle reflex can only be elicited by stimuli with certain acoustic parameters. For example, in rats, acoustic startle requires a stimulus to reach an intensity of 80-90 dB above the hearing threshold within about 15 ms of its onset [3]. The primary reflex is mediated by an oligo-synaptic reflex arc that involves the cochlea root nucleus, the caudal pontine reticular nucleus and spinal motoneurons [4]. Over the last four decades the startle reflex arc has become a prime model system for the study of the neuronal basis of sensory-motor integration [5], emotional processing [6] and the influence of genes on behaviour [7]. However, in spite of the extended research effort on the startle reflex, its evolutionary function remains unknown. Initially it has been argued that its function is to interrupt ongoing behaviour patterns [8] while more recent accounts suggest that it protects the organism from a sudden physical impact [1, 9]. It has also been suggested that it facilitates a flight response [9], but there are no experimental studies on the connection between startling and fleeing in mammals. In previous studies, animals were not given the opportunity to spatially avoid the startle stimulus and remove themselves from sound exposure so that the relationship between startle and flight responses is not well understood. Furthermore, the startle reflex is commonly used as a measure of emotional processing [6] since the startle magnitude itself is often modified as result of conditioned fear [10] (fear to a conditioned stimulus (CS) formed by linking an initially neutral CS with an unconditioned aversive stimulus (US)). However, it is unknown whether startling noise itself can act as an US in a fear conditioning paradigm.

Information on sensitisation and habituation processes related to startle are only available for parameters that are directly associated with the reflex itself i.e. response latencies and startle amplitudes (strength of muscular flinch) [9]. The dual process theory of habituation [11] suggests that a stimulus should induce a habituating as well as a sensitisation component in the nervous system. Habituation constitutes a decreased response to repeated stimulation while response sensitisation represents the opposite process i.e. increased responsiveness as a result of repeated stimulation [11]. In the startle reflex, the magnitude of the startle itself (i.e. the strength of flexor muscle contraction) is subject to habituation while sensitisation is present in the shortening of the response latency to the startle stimulus [9, 12]. However, no study has investigated whether repeated startling causes habituation or sensitisation processes in subsequent behaviour patterns like spatial avoidance or flight. In our study we address this question.

An understanding of long-term effects of the startle responses is important in the context of evolutionary and ecological questions and in the investigation of unexpected reactions to noise. The potential for exposure to repeated startling stimuli for wild animals has increased considerably through the introduction of anthropogenic noise. The effects of noise can range from habitat exclusion [13] to changes in the vocal parameters of communication sounds [14] to extreme behavioural responses leading to death as in mass strandings of beaked whales induced by military sonar [15–18]. Understanding the underlying mechanisms why mammals exhibit such responses is one of the highest priorities when trying to mitigate its effects [19]. In this study, we investigated the effects of repeated exposure to startle-eliciting stimuli on the occurrence of subsequent longer-term avoidance behaviour and fear conditioning.

Experiment 1

In the first experiment, we exposed seven captive grey seals (Halichoerus grypus) to underwater noise pulses of 170 dB re 1 μPa (rms) while they were retrieving a fish from an underwater feeder. The feeder ensured that the animals were highly motivated to stay close to the loudspeaker since this was the location where they could retrieve fish. These startle pulses were 200 ms long with rise and fall times of 5 ms and exceeded the animal's hearing threshold by approximately 100 dB. The startle sound was always paired with a weaker (125-130 dB re 1 μPa), non-startling pre-sound (1.2 s duration, 100 ms rise and fall times) played 2 s before the startle stimulus to investigate whether the startle pulse can act as an unconditioned stimulus and the pre-sound as the conditioned stimulus in a fear conditioning paradigm. This lead time of 2 s was chosen to prevent pre-pulse inhibition of the startle response which is the phenomenon of a reduced startle magnitude if a non-startling sound precedes the startle pulse by 30-500 ms [5]. In the first experiment, five of seven seals showed clear signs of a startle response (flinches) while two did not. The animals that startled included 1 juvenile male, 3 juvenile females and 1 mature female. All animals that startled also showed a distinct sensitisation in subsequent avoidance behaviour, culminating in sustained avoidance of the exposure site (Figure 1a-c, left column and 2, see additional file 2: Movie 2 for a demonstration of the change in the seal's reactions over three consecutive playback sessions). We use the term 'subsequent avoidance behaviour' to refer to avoidance behaviours which followed sound exposure. Avoidance behaviour was quantified by a variety of response variables including time spent close to feeding station (underwater), time spent on land (haulout time), occurrence of flight behaviour followed by a jump out of the pool and prevention of fish retrieval. Sensitisation refers to 'response sensitisation' i.e. the fact that repeated stimulus presentation leads to increased responsiveness [11]. The sensitisation process in subsequent avoidance behaviour becomes obvious by the decreasing time the animals spent close to the feeding station and the rapid increase in the time they hauled out on land after several playback sessions (1 a).

Behavioural responses of seals (n = 7) to the three treatments in experiment 1. Responses of seals that startled (left column) and those that did not startle (right column) to the treatments (a) startle pulse (with pre-sound), (b) pre-sound only, (c) no sound control. The response variables haulout time and time spent close to feeder are shown as mean +/- standard error. Note that the "pre-sound only" treatment was only used from session number 4 onwards.

Full size image

A general linear model (GLM) was calculated in JMP 4 (SAS) to investigate the response variables 'time spent close to feeder' and 'haulout time' in further detail (Table 1). The model was calculated over the data set for the 5 animals that startled in experiment 1. Playback session number was included as an ordinal variable (playback session 1-10) while 'treatment', 'individual' and the interaction term 'treatment × individual' were included as categorical variables (factors). "Treatment" included three levels ("startle pulse", "pre-sound only", "no sound control") while "individual" included 5 levels i.e. the identity of the five seals. The model for the time spent close to the feeding station for the animals that sensitised was highly significant explaining 60% of the variance (GLM, F_{23, 111} = 9.12, p < 0. 0001, r²_adj = 0.60). The factor with the strongest influence, determined by the F-value (table 1), was treatment (i.e. startle pulse, no sound or the pre sound only) followed by playback session number (ranging from 1 and 10). The interaction term of individual and treatment was not significant showing that all individuals responded in a similar way to the startling sound. The significant influence of playback session number indicates that the behaviour of each animal changed over the course of the experiment. In conjunction with the graphical evidence from (Figure 1a) this demonstrates that animals sensitised to exposure to the startle pulse. The model for haulout time was also highly significant (GLM, F_{23, 111} = 8.27, p < 0. 0001, r²_adj = 0.56) and showed that treatment was by far the most important factor (determined by F-value, Table 1). The second most important factor was playback session number which showed that animals changed haulout behaviour over time. In all playbacks from session 3 the animals spent most time hauled out on land rarely entering the pool (Figure 1a). In later playback sessions, these responses were also caused by the pre-sound alone indicating that the pre-sound had acquired aversive properties as found in the conditioned stimulus in fear conditioning paradigms [10] (Figure 1b). Furthermore, from playback sessions 6 onwards avoidance of sound exposure turned into a more generic place avoidance which was exhibited even during the 'no sound control' treatment (see Figure 1c, e.g. increase in haulout time).

In seals that startled, the sound pulse also prevented fish retrieval and increasingly caused an immediate rapid flight response which was followed by an erratic jump out of the pool indicating sensitisation to the startle pulse (Figure 2, additional file 2). After several pairings the pre-sound caused similar responses and reliably induced flight responses and prevented fish retrieval from the 6th playback session onwards. In contrast, seals that did not startle did not show sensitisation in any of the parameters but fish retrieval was less likely to be prevented in later playback sessions (Figure 1 a-c, right column). In the two seals that did not startle, the percentage of prevented fish retrieval decreased continuously indicating that animals habituated to sound exposure. The "pre-sound only" treatment did not interrupt foraging behaviour in animals that did not show signs of startle reflex elicitation. Flight responses never occurred during the no sound control and all seals were successful in retrieving the fish during all control sessions.

Sensitisation of flight responses and interruption of foraging behaviour in response to the startle pulse and pre-sound. Likelihood of sound presentations being followed by (a) an immediate fast flight response and (b) an instant interruption of foraging behaviour. Curves represent predicted values and their 5/95% confidence intervals derived from the logistic regression model fitted to the binomial raw data. Symbols represent the observed ratio of events averaged for each playback session. In animals that startled, exposure to the startle pulse caused marked sensitisation meaning that flight responses and the prevention of fish retrieval increased dramatically. In later playback sessions, the pre-sound alone caused a similar effect with respect to flight and interruption of foraging behaviour. Animals that did not startle habituated (inverted triangles).

Full size image

The likelihood of sound exposure causing a flight response was modelled for animals that startled using a logistic regression framework (Table 2). This was done to test for response sensitisation and model the change in the likelihood of aversive responses as a result of repeated exposure. The dependant variable (y) was given by the occurrence (1) or absence (0) of the respective event for each playback bout and each individual. The independent variables were given by the number of playback bouts for the two treatments (startle pulse and pre-sound). The final model was based on the combined binomial data for both treatments and included the single term 'playback bout by treatment' as independent variable. The model was based on 135 data points (startle pulse: 10 playback sessions with 2 bouts per session and 5 individuals, pre sound: 7 playback sessions with 5 individuals). The regression model for exposure to the startle pulse showed a sharp increase in the likelihood of flight responses after a few playback sessions (Figure 2, Table 2). The regression for the pre-sound only treatment showed a similar but delayed trend indicating that classical conditioning had formed a link between the pre-sound and the startle pulse after several more pairings (Figure 2, Table 2). The odds ratio estimates revealed that with each additional playback session the occurrence of a flight response became 2.3 and 2.6 times more likely as in the previous session for the startle pulse and pre-sound respectively (Table 2).

The likelihood of food retrieval being interrupted showed an inverse pattern for the seals that showed signs of startle compared to those that did not. A sharp increase in the probability of foraging behaviour being interrupted was seen in animals that startled (Figure 2, Table 2). The model for the "pre-sound only" treatment for the animals that startled showed a similar but delayed increase in the likelihood of interruption of foraging (Figure 2, Table 2). This is also reflected by the odds ratios which showed that prevention of foraging behaviour became 2.2 (startle) and 3.1 (pre-sound) times more likely with each consecutive playback session

In summary, animals that startled developed an increasing reluctance to approach the feeding station and also exhibited behavioural responses generally associated with anxiety [20]. Such anxiety-related behaviour patterns include 'inhibition of ongoing behaviour' (interruption of foraging in Figure 2), avoidance of the source of danger (time spent close to feeder and haulout behaviour, Figure 1a & 1b) and 'scanning'. The latter was commonly observed when animals were hauled out on land with only the eyes in the water performing frequent erratic head turns (additional file 3) but it was not further quantified here.

Experiment 2: Startle thresholds

Since we only observed distinctive startle responses (flinches) in some of the seals but not in all of them we conducted a second experiment using a step-wise procedure to determine the startle threshold for all animals (additional file1: Movie 1 shows an animal positioning in front of the feeder while being exposed to a pure tone stimulus of a certain sound pressure level). This second experiment revealed that all animals that startled and sensitised in the previous experiment had startle thresholds (50% response thresholds) between 155 and 160 dB re 1 μPa with a mean value across all 5 animals of 159 dB re 1 μPa. The mean value of 159 dB re 1 μPa reflects a sensation level of approximately 93 dB above the hearing threshold (see Table 3). We were unable to determine a startle threshold for the two animals that habituated in the first experiment as even the maximum level tested (180 dB re 1 μPa) did not elicit a startle response.

Experiment 3: Is it the startle reflex that causes sensitisation?

In a third experiment, we tested whether elicitation of the startle reflex arc is required to induce flight responses and subsequent avoidance behaviour or if any sound with a high sound pressure level is sufficient to elicit the same type of response. We first exposed two naive seals to playbacks of longer non-startling signals of acoustic energy and maximum sound pressure level equal to that of the startle stimuli from the first experiment (see additional file 4). However, these stimuli had longer rise times and were therefore unable to elicit the startle reflex [2, 3]. Then we exposed them to the startle-eliciting sounds. The animals showed habituation to sounds of equal energy as the startle stimulus but with a longer rise time of 100 ms, whereas they sensitised in the subsequent test using the startle-eliciting stimulus with a 5 ms rise time (Figure 3). Linear regressions were calculated for each individual. Regressions revealed that repeated exposure to short rise time pulses resulted in increased haulout behaviour (Individual 1:p = 0.007, r² = 0.44, Individual 2:p = 0.04, r² = 0.29). In contrast, haulout behaviour only occurred rarely when animals were exposed to long rise time, non-startling sound pulses. Similarly, exposure to short rise time (non-startling) pulses resulted in a reduction of time spent close to the feeder over the course of the 15 playback sessions (Ind 1: r² = 0.39, p = 0.0012, Ind 2: r ² = 0.47, 0.0048). Exposure to long rise times showed the opposite pattern with one individual spending significantly more time close to the feeder in later playback sessions (Ind 1: r ² = 0.50, p = 0.0034, Ind 2: r ² = 0.21, p = 0.08). Thus, eliciting the startle reflex was required for causing increased responsiveness in later playback sessions and therefore inducing sensitisation of the avoidance responses.

Habituation and sensitisation process in response to the non-startling and startling sound pulses (experiment 3). Habituation and sensitisation of behavioural avoidance as measured by mean haulout time and time spent close to feeder for two seals tested consecutively with non-startling (long rise time) and startle-eliciting (short rise time) stimuli. Lines show separate linear regression through the data points for each individual. These seals were not used in any of the other experiments.

Full size image

This is the first demonstration that the startle reflex leads to sensitisation of an extreme avoidance response which constitutes a rare example of a sustained sensitisation process tied to a simple reflex. Sensitisation in the sense of an increased responsiveness to the stimulus was found in a variety of response variables i.e. increased haulout time and reduced time spent close to the feeder in later playback sessions. Similarly, the likelihood of flight responses occurring increased rapidly in later playback sessions which is another example of response sensitisation. Treatment with long rise time stimuli on the other hand led to a waning of avoidance responses indicating habituation in experiment 3. This shows that it was the startle reflex and not the defense reflex that caused sensitisation of flight behaviour. Long rise time, high intensity stimuli can elicit the defence reflex [2, 21], which has been interpreted as part of the fight and flight reaction of animals [21]. However, using such stimuli, the animals showed a quick habituation (decreased responsiveness) of avoidance behaviour and decreasing frequency of flight responses. These results are also consistent with our earlier study that tested grey seal avoidance behaviour in response to non-startling, longer duration sound types in which seals were found to habituate rapidly i.e. flight responses waned, animals spent increasing amounts of time close to the feeder and never hauled out during the experiment [22]. Three of the test subjects that sensitised in experiment 1 where also used in our previous study in which they habituated to all stimuli i.e. avoidance behaviour waned. Thus, while the defence reflex might be involved in initial flight responses, in our study only elicitation of the startle reflex resulted in sensitisation of avoidance responses and increased the likelihood of flight responses.

A comparison of the startle threshold from this study with previous studies showed that the startle threshold expressed in units of sensation levels (dB above hearing threshold) is similar to the sensation level required to induce startle in rats [23] and humans [24] (Figure 3 and Table 3). Thus, the startle threshold may be fairly universal and conserved among mammals in spite of specific adaptations to aquatic hearing in seals (Table 3). The two seals that did not show sensitisation in subsequent avoidance behaviour in experiment 1 also never showed an observable startle response, not even at the highest tested received level of 180 dB re 1 μPa (experiment 2) This suggests that elicitation of the startle reflex was necessary to evoke sensitisation of avoidance responses in these animals. We suspect that the two non-startling animals had impaired hearing since they were among the oldest animals tested and because in mice the sound pressure level required to elicit a startle response increases with hearing loss [25]. While the exact threshold in mammals depends not only on the received level of the sound but also on stimulus duration and rise time [26], the sensation level value typically lies at about 90 dB above the hearing threshold if rise times of about 5 ms are used and the duration is kept constant (Table 3). This sensation level remains similar to the original level even when age-related hearing loss sets in (i.e. absolute startle thresholds rise with increasing hearing loss [25]). One study on mice [26] found a lower startle threshold (Table 3) but used stimuli with an almost instantaneous rise time which is known to lower the required intensity threshold for a startle response. The majority of the animals tested in our study were females. Even though the only male that we tested also sensitised, it would be interesting to explore sex differences in these responses in more detail. In mice, males have higher startle magnitudes and more pronounced long-term habituation of startle magnitudes than females [27]. Gonadal hormones such as estradiol- and dihydrotestosterone on the other hand can cause a decrease in startle magnitude in rats with gonadectomy [28]. However, it is important to note that it is unclear whether the magnitude of the startle reflex (strength of muscular contraction) is in any way related to the aversive follow-up response (avoidance, flight) observed in our experiments. Furthermore, startle modulation as a result of sex or hormonal differences is unlikely to explain the lack of observable startle responses found in two of the females that habituated.

The behavioural responses observed in experiment 1 and 3 are remarkably similar to those observed in studies that involved electric stimulation of the brain. Repeated electrical stimulation of the amygdala or the defence circuitry in the superior colliculus leads to long-term sensitisation resulting in anxiogenic-type consequences and pronounced flight response to subsequent stressors [29, 30]. Similarly, stimulation of the acoustic pathway in the inferior colliculus at increasing intensities first leads to freezing and then ultimately to escape behaviour [31] and sensitisation [32]. Although the primary startle pathway is thought to be mediated by the cochlea nucleus which projects into the pontine reticular formation [4, 5], the latter structure also receives indirect acoustic input from the inferior colliculus [33]. Furthermore, previous studies have shown that the magnitude of the startle reflex can be increased by fear-inducing experiences [6] and startle has long been used as an indicator of fear [6] and emotional state [6]. Our data showed that a startle stimulus can act as an unconditioned stimulus in a fear conditioning paradigm, as also suggested by an ethically questionable experiment on one human baby [34]. Thus, the startle reflex is not only influenced by emotional state [6] but repeated exposure to startling stimuli appears to cause fear. This indicates the presence of an afferent input from the startle pathway to brain areas related to emotional processing such as the amygdala and shows that the mammalian startle reflex evolved most likely in the context of general predator avoidance. Interestingly, the projection from the startle pathway to the amygdala [35] and its effects has received little research attention while the efferent connection from the amygdala to the startle pathway is of great significance in major research efforts using fear-potentiated startle as an indicator of fear conditioning through other stimuli and as a measure of emotional valence of such stimuli [6, 36, 37].

The startle reflex is commonly used as a measure for emotional processing in studies on human anxiety disorders [38]. Patients with panic disorder, post-traumatic-stress disorder (PTSD) or obsessive compulsory disorder (OCD) generally show elevated baseline startle magnitudes [38]. Our study indicates that repeated startling influences emotional processing. Thus, the potential role of repeated startle elicitation in the development of post-traumatic stress disorder should be considered. The main behavioural categories thought to characterize post-traumatic stress disorder (PTSD) in animal models are "conditioned behaviours" (i.e. fear conditioning) and "sensitised behaviours" (e.g. hypervigilance) [39]. In our study, we found evidence for both "conditioned" (fear conditioning) and "sensitised behaviour" (increasing flight responses, reluctance to approach feeder) as a result of exposure to repeated startling stimuli. While the severity of the behaviour patterns observed in this study is probably less strong than in the PTSD model, our data show that long-term exposure of humans to pulsed noise should be critically evaluated.

We think it is likely that the original function of the startle reflex is associated with increasing an animal's propensity for flight as required in a predator avoidance scenario [9]. If the biological function of the startle reflex was primarily associated with injury prevention through increased muscle tonus [1] we would have expected an absence of flight and avoidance responses as a result of startle elicitation. Many startling sounds indicate serious threats caused by predators. These include sounds of breaking tree branches, falling rocks or the sudden impact noise of a predator attacking a conspecific. A sensitisation to startle sounds as observed in our study would be beneficial not only by enabling a rapid predator avoidance response but also by preventing an animal from moving into an area with an increased threat level where startling sounds are encountered repeatedly. Interestingly, animals may also exploit the startle reflex to manipulate conspecific, prey or predator behaviour. For instance, cod were found to produce potentially startle eliciting clicks before prey capture attempts by seals [40]. Bottlenose dolphins produce high-intensity jaw pops as a threat display during courtship which could potentially startle conspecifics [41]. Future research will be needed to address the question whether basic reflexes like the startle have shaped the evolution of communication signals.

In contrast to most neuro-physiological studies, the animals we tested here were captured from a wild population, where they had spent time in their natural habitat prior to the experiments. They also belonged to a taxon that is not closely related to any of the standard model systems. Our reason to choose the grey seal as a test species was partly a concern over observed detrimental responses of marine mammals to noise pollution. There are many anthropogenic noise sources in use that can cause startle responses. Gun shots and some industrial noise are examples in air. However, most pulsed noise caused by human activity can be found in the marine environment such as in underwater explosions, pile-driving activities, acoustic deterrent devices, sonar pulses and seismic air guns. Marine mammals have been found to abandon areas of high noise pollution [13] and even strand as an extreme behavioural avoidance response to military sonar [15–18]. While the role of the startle reflex in these reactions needs further study, it is notable that sonar sounds often have a very rapid onset and high source level. Our results showed that a simple oligo-synaptic reflex arc is responsible for extreme avoidance responses to sudden-onset, pulsed sounds. Thus, impact ratings of anthropogenic noise sources in air and in water should be re-evaluated and rise times of loud noise pulses should be increased to mitigate their effects on humans and animals alike.

Acoustic stimulation of the startle reflex pathways leads to sensitisation of extreme avoidance behaviour and induces sustained flight response in mammals. Hence, sensitisation of longer-term follow-up behaviour can be caused by repeated stimulation of a simple oligo-synaptic reflex arc. Furthermore, startling stimuli are capable of inducing fear conditioning. This shows the startle may not only be a measure of emotion (as used in biomedical sciences) but might influence the emotional state of an animal itself. The primary function of the startle reflex circuitry therefore seems to be associated with predator avoidance behaviour through induction of rapid flight responses. Startle-eliciting noise pulses have the potential to cause severe effects on long-term behaviour, individual fitness and longevity of individuals in wild animal populations. For anthropogenic noise sources we could mitigate against such effects by increasing stimulus rise times. Repeated long-term exposure of humans to short rise time pulsed noise also may be problematic and acoustic startle should be considered as a potentially contributing factor in the context of post-traumatic stress disorder.

Grey seals (Halichoerus grypus) were caught off the East coast of Scotland. All work described in this manuscript has been carried out under Home Office Licence Number 60/3303. Seven animals were tested in experiment 1, three adult females, three juvenile females and one juvenile male. The juveniles were just under one year of age. The experimental pool was circular with a 3 m diameter and 1.5 m of water depth. Sounds were played from a Panasonic SL-S120 CD player, using a Phonic Mar2 amplifier and a Lubell 9162 underwater loudspeaker for projection. Transducer calibration and sound field measurements were conducted using a B & K 8103 hydrophone, a B & K 2635 charge amplifier and the calibrated sound card of a laptop computer.

All data sets were tested for normality by using Kolmogorov-Smirnov tests prior to statistical testing and, if necessary, data were transformed by log₁₀ (x). General Linear Models were calculated in JMP 4 (SAS) while linear regressions were fitted in Sigma Plot 8 (SPSS Inc.) The calculation of the GLM and the linear regressions also included tests for autocorrelation of the residuals and constant variance. Logistic regression models were calculated using the "Generalized Linear Model" platform in PASW 18 (SPSS Inc.). The distribution was specified as 'binomial' and the link function was specified as 'logit'. Data were arranged by playback bouts which were consecutively numbered based on their order in the experiment i.e. bout numbers for the startle pulse were 1-20 while bout numbers for the pre-sound were 1-7. The data were then combined into an overall model that contained 135 data points (20 startle bouts for each of the 5 individuals, 7 pre-sound bouts for each of the 5 individuals). The model was calculated on a "playback bout" scale since each additional bout constituted a new event of sound presentation that is likely to change the animals' behaviour. However, the predicted values (obtained from the modelling output in PASW18) were plotted on the "playback session number" scale (Figure 2) since "playback session" represented the repeated, finite series of treatments used in the experiment. The final model only contained the nested term "bout number by treatment". The approach of including a single term "bout by treatment" is identical to including two covariates (startle bout number, pre-sound bout number) with respective missing values in the other covariate set to 0. This simplest form of the model also had the lowest AIC and included the maximum number of significant variables. To compare between the two treatments, odd ratios are given for both, playback bout and playback session number.

Experiment 1

The seal was attracted to a feeding tube by lowering a metal cup that contained a fish in it. The playbacks started when the tip of the nose of the animal was within 40 cm of the end of the tube (1 m from the speaker). The startle pulse was a band-limited noise pulse with a peak frequency of 950 Hz spanning approximately 2 octaves. Ambient noise levels in the test pool were published elsewhere [22]. The sound field in the pool was measured at 0.8 and 1.2 m depth and received levels ranged from 170-174 dB re 1 μPa. The received level at the position of the animals head at the start of the playback was 170 dB re 1 μPa. The pre-sound was a tone of 1.2 s duration which was frequency modulated at a modulation rate of 3 Hz between 700 and 1300 Hz. Playback sessions were conducted over three consecutive days always separated by at least 20 min and an additional 3 hour break after two consecutive sessions. Each seal took part in 10 playback sessions. A playback session consisted of 3 or 4 bouts of 3 min observation periods which were separated by a 5 min pause: a) no sound treatment, b) two bouts with the startle pulses preceded by the pre-sound c) pre-sound only (after the 3rd playback session). In the startle bouts the seal heard the stimuli either once or twice depending on whether it left the pool or re-approached the feeder. From underwater video recordings we scored the occurrence of an initial startle reflex, any flight responses, the interruption of feeding, the distance of the animal from the feeding station and the time the animal spent on land. The animals had been trained to use the feeder but were not fed prior to the experiment in order to make them motivated to approach.

Two seconds after the playback started the cup was lowered and gave the seal access to the food. Reactions to playbacks were recorded with two video cameras, one above the pool and one underwater (see additional file 2: Movie 2 for pictures of the experimental setup). We scored behavioural responses from the video, including whether or not the animal startled (i.e. showed a visible flinch), whether it showed a fast acceleration away from the feeder (flight response), whether it successfully retrieved the fish, how long its head stayed within 1.5 m of the feeder, and how much time the animal spent outside the pool (haulout time).

Experiment 2

Startle thresholds were measured separately after the initial experiment, using the same experimental setup. For startle threshold tests, we used a 1 kHz pure tone stimulus with a 200 ms duration and a 5 ms rise time. This sound was presented when the animal was stationary within 40 cm of the feeder. We presented nine intensity levels (received levels of 140-180 dB re 1 μPa in increments of 5 dB) in a pseudo-randomized order to each seal (1 min inter-stimulus interval). The highest level of 180 dB re 1 μPa was only played twice. This procedure was repeated 4 times with each seal. Playback session were recorded with an underwater camera and consecutively analysed for any sign of flexor muscle contraction during the playback. In order for a response to be considered a "startle" an animal had to exhibit at least a clear neck flinch but often whole body startle was observed. A seal had to startle in two out of four presentations of the same intensity level to be considered startling to that level (50% response threshold). Received levels were measured at positions where the seal's head was in the experiment and varied by ± 3 dB.

Experiment 3

We used two naïve, female juvenile grey seals for the third experiment that compared reactions to startling and non startling sounds of the same maximum sound pressure level and the same acoustic energy. The startle-eliciting pulse was the same as in experiment 1. In contrast, the non-startling pulse was designed to have a longer rise time of 100 ms but the same acoustic energy and the same average root-mean-square (rms) sound pressure level within the centre section. The non-startling sound was 295 ms long with 100 ms rise and fall times and a flat 95 ms long central section. No pre-sounds were used but the experimental setup was otherwise identical to experiment 1. We first exposed each animal to 15 trials of the long rise time stimulus, followed by 15 sessions with the short rise time stimulus with both blocks being separated by 1 day.

We thank Simon Moss, Kate Grellier and Steven Laing for technical support throughout the project. We would also like to thank Peter Pilz, Terry Blumenthal, Peter Tyack, Colleen Reichmuth-Kastak, Simon Northridge, and Mike Lonergan for valuable discussions throughout the project. This study was conducted under Home Office licence number 60/3303. It was funded by the Scottish Government, SSPO, and a Royal Society University Research Fellowship to VMJ. While writing this paper, TG was supported by a SMRU Tim Waters Scholarship and VMJ was a fellow of the Wissenschaftskolleg zu Berlin.

Affiliations

1. Sea Mammal Research Unit, School of Biology, University of St Andrews, Fife, KY16 8LB, UK

   • Thomas Götz
   •  & Vincent M Janik

Corresponding author

Correspondence to Thomas Götz.

Authors' contributions

TG participated in conceiving and designing the study, carried out the experimental work, analysed the data and participated in drafting the manuscript. VMJ participated in conceiving and designing the study, raised the funding, coordinated the project and participated in drafting the manuscript. All authors read and approved the final manuscript.

Reprints and Permissions